Archive: October 8, 2018

1
ASIC enters into bilateral cross border cooperation agreement with US regulator

ASIC enters into bilateral cross border cooperation agreement with US regulator

By Jim Bulling, Felix Charlesworth and Edwin Tan

On 4 October 2018, the Australian Securities and Investments Commission (ASIC) entered into the ‘Cooperation Arrangement on Financial Technology Innovation’ bilateral agreement (Agreement) with the US Commodity Futures Trading Commission (CFTC) to cooperate and exchange information in the fintech and regtech industries in each jurisdiction. Broadly, the Agreement seeks to enhance mutual understanding, identify market developments and trends, facilitate fintech innovation and foster the use of more efficient and effective regtech.

Read More

Copyright © 2022, K&L Gates LLP. All Rights Reserved.